Depository Trust Company - PDFSEARCH.IO - Document Search Engine

Depository Trust Company
Results: 317

#	Item
291	Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-05 08:50:56 Securities Depository Trust & Clearing Corporation ACT Clearing Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Financial economics Financial system Finance
292	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application August 27, 2013 Agency: Securities and Exchange Co Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 14:33:10 Funds Financial services Financial markets Exchange-traded fund Mutual fund Security Net asset value Depository Trust & Clearing Corporation Financial adviser Financial economics Investment Finance
293	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 14, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-15 06:15:47 Finance Financial system 73rd United States Congress Securities Stock market Securities Act Securities Exchange Act Security Securities regulation in the United States United States Securities and Exchange Commission United States securities law Financial economics
294	FORM B CUSTODIAN AFFIDAVIT (For use in instances where a custodian bank maintains securities on deposit with The Depository Trust Company or like entity.) STATE OF Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-07-16 09:44:56 Finance Central Securities Depositories Custodian bank Depository Trust & Clearing Corporation Financial economics Financial system Securities
295	Certificate of Immobilization Book entry deliveries continued to outdistance physical deliveries in the settlement of securities transaction among depository participants of The Depository Trust Company (DTC). This tende Add to Reading List Source URL: www.sec.gov Language: English - Date: 2000-09-08 09:46:26 Personal finance Economics Debt Bankruptcy Bankruptcy in the United States Chapter 11 Title 11 United States Code
296	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Wells Fargo Funds Management, LLC and Wells Fargo Exchange-Traded Funds Trust; Notice of Application July 15, 2014 Agency: Securiti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-16 06:37:27 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Net asset value Depository Trust & Clearing Corporation Financial adviser Financial economics Investment Finance
297	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application June 19, 2014 Agency: Securities and Exchange Commission (“ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-20 11:11:21 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Depository Trust & Clearing Corporation Net asset value Settlement Financial economics Investment Finance
298	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Prudential Investments LLC, et al.; Notice of Application May 29, 2014 Agency: Securities and Exchange Commission (“Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-30 10:06:35 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Net asset value Bond Depository Trust & Clearing Corporation Financial economics Investment Finance
299	SECURITIES AND EXCHANGE COMMISSION Investment Company Act Release No[removed]; [removed]Global X Funds, Global X Management Company LLC, and SEI Investments Distribution Company; Notice of Application June 17, 2014 Agency Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-17 17:31:07 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Net asset value Depository Trust & Clearing Corporation Financial adviser Financial economics Investment Finance
300	APPLICATION TO ESTABLISH A NONDEPOSITORY TRUST COMPANY The provisions of 9-B M.R.S.A. governing the applications to establish a nondepository trust company are listed below: Section 252, Decision-making; Section 253, Cri Add to Reading List Source URL: www.maine.gov Language: English - Date: 2011-05-02 09:45:02 Financial services Offshore finance Trust company Financial statement Trust law Depository Trust & Clearing Corporation Corporate trust Law Finance Financial system

UPDATE